Online Meeting: Meet the FIAU - Analysing the recent enforcement actions

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Online Meeting: Meet the FIAU – Analysing the recent enforcement actions

10th November 2020 @ 17:00 - 19:00

The recent enforcement actions meted out by the FIAU have been the talking point of the industry for the last few months. To better understand some of the recurrent deficiencies found by the FIAU, the IFSP has invited high-ranking FIAU staff to meet Institute members online to discuss the issues.


During the meeting insight will also be given into the enforcement process and the determination of the enforcement measures. Members will also have the opportunity to ask questions to the FIAU.


Fee: This meeting is open only to paid-up IFSP members, on a first come first served basis.
Date and time: 10 November 2020, between 17:00 and 19:00
Where: The information session will be held online via Zoom
Registration: Click here to register for the session on the IFSP Zoom service.


Attendees should send any questions to be dealt with by the speakers on; questions arising during the seminar should be made via the chat function.


Meeting Agenda:


17:00 Introduction
(delivered by Juanita Bencini, IFSP Council Member & Session Moderator)


17:05 Supervisory Expectations
(delivered by Claudia Callus – Head of Supervision, FIAU)
• The Business and Customer Risk Assessment and common findings
• Expectations regarding sanctions monitoring
• REQ and on-site examination data


17:30 Q&A


17:40 Jurisdictional assessments, the treatment of PEPs
(delivered by Jonathan Phyall – Head of Legal Affairs, FIAU)


18:05 Q&A


18:15 10 minute Break


18:25 Intelligence Analysis
(delivered by Chantiane Said – Intelligence Analysis Manager, FIAU)
• Requests for information and delays in replying
• Expectations on the use of goAML


18:50 Q&A and


19.00 Closing





10th November 2020
17:00 - 19:00
Event Category: