Date 12 March 2021
Time 17:00–19:00 CET
Registration link https://www.mitcentre.com/book-now/262/263
During this webinar we will identify a brief description of ML/FT and focus on the day-to-day red flags that subject persons should keep an eye out for. The course will provide examples of transaction monitoring procedures, both for pre-transaction monitoring and post-transaction monitoring. Furthermore, the course will provide guidance on drafting internal procedures in relation to reporting suspicious transactions to the MLRO (internal reporting) and how the MLRO should act when it comes to external reporting procedures to the FIAU. The course will also provide insight to risk of tipping off and the repercussions thereof.
At the end of this webinar, participants should be able to:
Mr John Mark Caruana
Trainer bio and experience
John has over 10 years of experience within the financial services industry in compliance, MLRO, Directorships of collective investment schemes, FX trading, Hedging, and investment advice. He graduated with Honours in Banking & Finance in 2008 and achieved a Master of Science in Banking & Finance in 2015 where he was awarded an Honors Roll by the University of Malta and best dissertation award by the Malta Stock Exchange.
In July 2018, John was the first Maltese resident to be awarded two qualifications in Data Privacy by the International Association of Privacy Professionals (IAPP) being the Certified Information Privacy Professional / Europe (CIPP/E) and Certified Information Privacy Manager (CIPM). John is a co-founder and Compliance Director of a local AML consultancy firm. He is a fellow member of the Malta Compliance Officers Association (MACO) and a member of the International Association of Privacy Professionals.