Deloitte Webinar: Demystifying the Compliance Monitoring Programme

Deloitte Webinar: Demystifying the Compliance Monitoring Programme

Date                                       22 July 2021

Time                                      17:00–19:00 CET

Venue                                    Online

Price                                      €40

Registration link     


Webinar description

During this session our we will go through the whole process starting from compiling a compliance risk register, compliance risk assessment, compliance heat maps and the finalisation of a testing programme for the senior management.


Webinar topics

  • The Compliance Risk Register
  • The inherent risk rating
  • The residual risk rating
  • The set up of the risk tolerance
  • The compliance risk heat map
  • The compliance monitoring programme presentation
  • The implementation of the testing plan
  • The three lines of defence
  • Critical questions


Learning objectives

At the end of this seminar participants should be able to:

  • Draft from scratch and update a Compliance Monitoring Programme and testing plan


Target audience

  • Compliance officers


Trainer name

Ms Romina Lauri


Trainer bio & experience

Ms Romina Lauri is currently the Head of Compliance within RiskCap International Limited, a leading Compliance Service Provider in Malta. She holds various Compliance Officer roles with all type of regulated entities by the MFSA.


22nd July 2021 17:00 - 22nd July 2021 19:00