Deloitte Webinar: Demystifying the Compliance Monitoring Programme

Date                                       22 July 2021

Time                                      17:00–19:00 CET

Venue                                    Online

Price                                      €40

Registration link               https://www.mitcentre.com/cpd/?c=312

Webinar description

During this session our we will go through the whole process starting from compiling a compliance risk register, compliance risk assessment, compliance heat maps and the finalisation of a testing programme for the senior management.

Webinar topics

• The Compliance Risk Register
• The inherent risk rating
• The residual risk rating
• The set up of the risk tolerance
• The compliance risk heat map
• The compliance monitoring programme presentation
• The implementation of the testing plan
• The three lines of defence
• Critical questions

Learning objectives

At the end of this seminar participants should be able to:

• Draft from scratch and update a Compliance Monitoring Programme and testing plan

Target audience

• Compliance officers

Trainer name

Ms Romina Lauri

Trainer bio & experience

Ms Romina Lauri is currently the Head of Compliance within RiskCap International Limited, a leading Compliance Service Provider in Malta. She holds various Compliance Officer roles with all type of regulated entities by the MFSA.