FIAU Notice: New Publication - AML/CFT Obligations in relation to Investment Services Providers – Q&A

20th October 2023 • Notice Board
The FIAU would like to inform subject persons of its new publication titled ‘AML/CFT Obligations in relation to Investment Services Providers: Q&A’.

The document, in Q&A format, seeks to provide examples of how the risk-based approach is to be applied in practice. Whilst the questions are ones that have been submitted to the FIAU by the Investment Services Providers’ sector, all subject persons would find its content relatable and would benefit from the guidance contained in the same. The Q&A document may be accessed on the FIAU’s website or by clicking here.